Further publications

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Further publications (secular)
  1. Certificate thesis “A SupTech-Concept for AI-supported transaction monitoring and evaluation system in the context of the European MiFID reporting requirements for a financial market supervisory authority (NCA) by an FinTech Company as part of the Postgraduate Certificate Course “The Mechanics of Fintech and Artificial Intelligence (FLF5743)” in July 2022 at the IFF in collaboration with Middlesex University London, shortened with the title “SupTech concept for an AI-based transactional analysis” see blog.
  2. Article in German on the topic: “Fraktionierte Aktien” together with Univ.-Prof. Dr. Rüdiger Veil, in: WM-Wertpapiermitteilungen – Zeitschrift für Wirtschafts- und Bankrecht, WM 2021 Heft 33, S. 2121-2128. Title Page, the essay is available as a separatum directly from WM-Recht as a PDF.
  3. Article in German: “Schutz vor Trojanischen Pferden im Fondsgeschäft – Governance-Analyse zur Vermeidung von Regelverstössen beim Beizug eines Dritten (Anlageberater oder Beirat) im liechtensteinischen Wertpapierrecht”, in: Geiser Thomas, Hilb Martin, Pärli Kurt, Stengel Manuel and Wittmer Andreas (eds.), “Ein Kunstflug durch das Recht und die Governance – Festschrift zum 65. Geburtstag von Roland Müller”, Dike Verlag AG Zurich/St. Gallen 2021, p. 153 ff. Will be published as a separatum here on 08.03.2022.
  4. Guest commentary in German on the topic: “Notwendigkeit und Chance (der Nachhaltigkeit in der Finanzwirtschaft)”, WirtschaftRegional, 21.05.2021, p. 6 as PDF.
  5. Article in German: Thesis of the BoD certificate course on the effective management and supervision of companies on the topic: “Governance-Analyse und Empfehlungen zum Investmentvermögen Alpha ausgestaltet als AGmvK resp. als Kollektivtreuhänderschaft bei Einbezug eines Anlageberaters resp. eines Fachbeirates unter besonderer Berücksichtigung des Wertpapierrechts”, Swiss Board School and Institute IMP-HSG of the University of St. Gallen (HSG), St. Gallen 2019. Previously unpublished.
  6. Article: “SupTech; Challenges posed by supervisory transformation” in DeStefano Michele, Dobrauz Günther (eds.), “New Suits; Appetite for Disruption in the Legal World“, Stämpfli Verlag AG, Bern 2019, p. 339 ff. See the original article in english as PDF.
  7. Article: “Challenges from the Supervisor’s Perspective” together with Bont Patrick, in: Zetzsche Dirk (eds.), “The Alternative Investment Fund Managers Directive: European Regulation of Alternative Investment Funds“, Alphen aan den Rijn op. 2015, Second Edition, updated version. See the original article in english as PDF.
  8. Article in German on: “CB-Insight: Die Aufgaben einer Finanzmarktaufsichtsbehörde” together with Bont Patrick, in: Betriebs-Berater Compliance, dfv Mediengruppe, Frankfurt am Main 2014, pp. 253-255. See updated and translated version in the blog.
  9. Article in German on: “Umsetzung der AIFM-RL und weitere Novitäten für die Private-Equity-Branche in Liechtenstein”, in: Gericke Dieter (Ed.), “Private Equity III; Structure and Regulation of Private Equity Funds and Fund Managers in the Light of the revised CISA and the AIFM Directive”, Schulthess Verlag, Zurich 2013, p. 281 et seq. See the original article in german as PDF.
  10. Article on the topic: “Challenges from the Supervisor’s Perspective” together with Bont Patrick, in: Zetzsche Dirk (eds.), “The Alternative Investment Fund Managers Directive: European Regulation of Alternative Investment Funds“, Alphen aan den Rijn op. 2012, p. 71 ff. See the original article in english as PDF.
  11. Article in German on the topic: “Abgrenzung im Vertrieb von kollektiven Kapitalanlagen durch Vermögensverwalter im Rahmen von Art. 10 III lit. f KAG und Art. 10 IV KAG i.V.m. Art. 6 II KKV unter besonderer Berücksichtigung des Entscheides B-3694/2010 vom 06.04.2011 des BVGer und der Vernehmlassung zur Teilrevision des KAG”, course International Fund Officer, Fund-Academy AG, Zurich, 2011. Previously unpublished.
  12. Article in German in Alternative News powered by Hedgework on: “Geplante Umsetzung der AIFM-Richtlinie in der Schweiz”, August 2011. See the updated and translated version in the blog
Furter publications (ecclesiastical)
  1. Article in German: “Beten in der heutigen Zeit”, is published as an editorial in the internal magazine UNITAS 2021 of the Swiss Governorate of the Order of Knights of the Holy Sepulchre in Jerusalem (Order abbreviation OESSH). See in advance the updated, extended and translated version in the blog.
  2. Article in German: “Datenschutz kirchlicher Vereine”, is published in the internal magazine UNITAS 2021 of the Swiss Governorate of the Order of Knights of the Holy Sepulchre in Jerusalem (Order abbreviation OESSH). See the updated, extended and translated version in the blog.
  3. Article in German: “Der Heilige Geist in der Dreifaltigkeit”, published in the internal magazine UNITAS 2020 of the Swiss Governorate of the Order of Knights of the Holy Sepulchre in Jerusalem (Order abbreviation OESSH). See the translated version in the blog.
  4. More short articles on church-related issues and topics in financial ethics on the blog.

Last updated 11.08.2022